Nullification: Its Authority Comes from Winning

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by Jeff Matthews

Is nullification authorized?  The answer is “Yes,” but not based on any argument I’ve seen so far from its proponents or opponents.

From what I have seen of both sides of the argument, both sides suffer a flagrant flaw in logic.   My purpose is to clear it up.

Before I do, I want to express my personal point of view on the nullification issue.  I think it is an imperfect concept, but that it can and should be used to further our efforts to clean up a system of government on the national level that has become utterly irresponsible, corrupt and inept at serving the needs of our respective societies as reflected in the diverse populations among our nation’s 50 states.  Nonetheless, I am going to take some shots at the logic of both its proponents and opponents.   Proponents may not like my points, but I nevertheless think they are useful in putting our hands around the issues that are at stake and in avoiding the pitfalls of getting caught hostage in the trappings of the “other guy’s” logic.

What is nullification?   While people can cite to different acts which seem to fit the process, isn’t it obvious that nullification is really a process of engaging in civil disobedience?

People use rational processes to support their disobedience, and those processes can include a claimed reliance on God, Natural Law, fairness, reason….. basically, anything which seems to speak to the hearts and reason of their audience.

In our case, we Tenthers support the nullification principle by pointing to language in the Constitution and pointing to writings of those considered to be authorities on the meaning of the Constitution.  But let’s engage in an exercise to see how important those authorities really are.

What if the Constitution was written differently?   What if all the founders were in unison and there was no doubt that, as written, the Constitution authorizes the federal government to do whatever it wants?

What would we do if that was the case?   Obviously, we’d all say, “Well, I guess the feds are right.”  And then, we’d smile, sing “Kumbaya” and go home.  I mean, really?

No.   I don’t think so.   So, my point is proven.   It doesn’t matter what words we find (or don’t find) on old paper.   Disobedience is something we do when we think or feel that a certain authority is unjust.

And so, here we are, today, going back to the Constitution, an admittedly yellowed parchment, as well as writings of Jefferson, Madison, and on and on…..  looking…. looking….. scouring for proof.   Proof of what?

My guess (and I know it’s just a hunch) is that if you’re looking for writings from authors over 200 years ago to show proof that our government is in a mess today, you most definitely concluded our government was in a mess before you began your search.  So, why do you need Jefferson to tell you the government is in a mess?  Certainly, you figured that out on your own.

Oh, that’s right.   You don’t need Jefferson or Madison for that.   You need them to tell you it’s right to disobey an unjust federal government.   After all, they did say that.   So, you want to mimic their logic to support your argument, and with those words in your arsenal, you can lead the world to the inescapable conclusion that nullification is the rightful remedy.

Jefferson might provide some good support.   Same with Madison.   But what you will not find in their reasoning is anything particularly transcendental or revealing.   They simply did what they did, articulated their reasons for it, and that was that.   Their reasoning is absolutely arbitrary and cannot be properly considered outside of the context in which they stated it.

In their cases, it had to do with the Alien and Sedition Acts.   As heinous as these Acts were, it is easy to conclude that nullification is, indeed, the proper remedy.  After all, who among us thinks it just and right to criminalize speech which criticizes the government?   I’d say that’s a pretty easy call.  However, it is an exercise in futility to take from this any conclusion that nullification is always proper.   Madison addressed it when he stated in the Virginia Resolution:

…in case of a deliberate, palpable, and dangerous exercise of other powers, not granted by the said compact, the states who are parties thereto, have the right, and are in duty bound, to interpose…

In the Virginia Report of 1799, discussing its resolution, the same type of language made clear that it was not the intent of the legislators to declare that the states had unfettered rights to engage in nullification.   There, it was written:

It must be a case, not of a light and transient nature, but of a nature dangerous to the great purposes for which the Constitution was established. It must be a case, moreover, not obscure or doubtful in its construction, but plain and palpable. Lastly, it must be a case not resulting from a partial consideration, or hasty determination; but a case stamped with a final consideration and deliberate adherence.

Notice the adjectives which are italicized?  Some of these were italicized in the original (dangerous, palpable and deliberate), while I italicized the others to make a point.

What is a “light” case of usurpation?   What is a “transient” case?   Apparently, such “light” and “transient” cases do not justify nullification according to Madison.   But why?   Why shouldn’t every case call for it?   If every case does not justify nullification, and if the Virginia legislature was right to say this, then, who is supposed to be the arbiter on what is a “light” or “transient” excess?  Hmmm….. Would that be the states?   Certainly, it must be, because we know for a fact the federal government is unlikely to admit it engaged in a usurpation in the first place.

So, okay.  It’s the states.   So, if a state engages in nullification, here’s what we expect it to say in its defense:  “It was really no big deal.   We could have lived with the light and transient excess, but what the heck….. we just simply felt like we had to go find something to nullify.”  Of course, that would never happen.   If a state nullifies, it is going to justify its action because the transgression was “simply not bearable.”  So, by definition, no act of nullification will ever be wrong because no state, acting as its own arbiter, would ever do so wrongly (“You’ll just have to trust us here.”)

To highlight further the flaw in the reasoning, how do these fine folks reach their “final” consideration on the basis of a “partial” or “hasty” consideration?   How many times have we seen legislators proclaim they came to the right conclusion in a “partial” or “hasty” manner?  I can just see them:  “We decided to nullify after a 5-minute debate.   There was a lot to do on the agenda, including a resolution to wish Mabel Sinclair’s aunt a happy birthday.  She’s such a nice lady, you know.”

We also see some similar language in the Kentucky Resolution of 1799 (which revisited and re-commented on its 1798 Resolution):

That this commonwealth does upon the most deliberate reconsideration declare, that the said alien and sedition laws, are in their opinion, palpable violations of the said constitution; and however cheerfully it may be disposed to surrender its opinion to a majority of its sister states in matters of ordinary or doubtful policy; yet, in momentous regulations like the present, which so vitally wound the best rights of the citizen, it would consider a silent acquiescence as highly criminal

He we go with the adjectives again.   More assurance that, “We don’t care to protest minor usurpations, but this one was a biggie!   We know we’re our own judge on this matter because after all, our state must be the final arbiter.  What’s that you say?   Oh?   You’d like to have a little input.   No thanks.   You’ll just have to trust us.  After all, our state’s judges are really, really good.  But your judges?    Myehhhh…”

I don’t mean to be overly critical of one side of the argument here.   This same flawed approach comes from the other side.   Those who think the United States Supreme Court is properly vested with authority to decide whether the federal government has exceeded the scope of its authority are equally wrong.   Simply put, you can’t vest one party to a contract with the sole authority to determine whether a breach occurred, who breached, and what the rightful remedy should be.

So, basically, what we have is a theory of civil government that just does not seem to work from a purely logical perspective.  Neither side can be trusted, and both are subject to error.

For those of you who are enamored by the concept of Natural Law, here’s a natural law for you:

Natural Law, Article 1, Section 1:  To the victors go the spoils.

In all the debate over nullification, the real question is, “Is the process of nullification, itself, null?”  Well, it so happens this question was addressed in the 1868 Supreme Court opinion of Texas v. White, 74 U.S. 700 (U.S. 1868).  In that case, the Court addressed the validity of Texas’ secession from the Union.   Relying on Natural Law, Article 1, Section 1, the Court wrote:

When, therefore, Texas became one of the United States, she entered into an indissoluble relation. All the obligations of perpetual union, and all the guaranties of republican government in the Union, attached at once to the State. The act which consummated her admission into the Union was something more than a compact; it was the incorporation of a new member into the political body. And it was final. The union between Texas and the other States was as complete, as perpetual, and as indissoluble as the union between the original States. There was no place for reconsideration, or revocation, except through revolution, or through consent of the States.

Considered therefore as transactions under the Constitution, the ordinance of secession, adopted by the convention and ratified by a majority of the citizens of Texas, and all the acts of her legislature intended to give effect to that ordinance, were absolutely null. They were utterly without operation in law.

(emphasis added).

The Court essentially held that an act of a state that contravenes the Constitution is null and void.   This same principle would hold that an improper act of nullification is, itself, null and void.   This makes perfect sense.  After all, if a person thinks something is Constitutional, then, in his mind it must be Constitutional.   That’s how arbitrating and judging works.

More importantly, the Court held that Texas’ act of secession could have been sustained only if Texas won the Civil War.   This is simple and undeniable.   Again, Natural Law, Article 1, Section 1 states, “To the victors go the spoils.”  War has an uncanny way of providing answers.   There is nothing more powerful than subjugation when it comes to prevailing in a dispute.

So, this is why we have this Heritage Foundation guy, Spalding, who says nullification is not authorized.  In trying to support his conclusion, Spalding says:

Jefferson did use the term “nullification” in his draft of the Kentucky Resolution, but he makes it clear he is speaking in terms of an assertion of a natural right to revolution—admittedly and of necessity outside the constitutional structure.

(emphasis added).

Whoa!   Hold on a minute there, Mr. Spalding.   Let me see if I can get this straight.   There is this natural right to revolution.   Okay.   Got it.   And in the course of these revolutions, we can blow up things, kill people and subjugate the survivors among our enemy.  Got it.  But there couldn’t possibly be…. no way….. not under any form of logic….. not in a million years, a right to put a sentence together which says, “Your laws are not enforceable and will not be enforced here.”   Instead, we have to skip that step and go straight for our guns.  Errrr……   Got it!  “Plus one” for Spalding.

Spalding’s error, which coincidentally seems to be a similar error made by nullification proponents, is in looking at the problem through a microscope.   How does a person possibly look at life through two sets of laws?   One set, the Natural Law series, says that people have a right to rebel and engage in revolution to fix injustice.   The other set, Constitutional and statutory law, does not authorize people to do that when its own procedures prove futile.   At least, that’s the way they look at it.

The fact is that people, in the end, do not really care what words are written on paper and what reasoning process was used to derive them.   What they care about is their general feeling of “Is this right?”   On that basis, they will do as everyone else does – Madison and Jefferson included.   They will decide how important the issue is to them, and they will choose their response based on how strong their feelings are that a change needs to be made or that they should at least not suffer the consequence of an injustice.  I can assure you that Spalding most certainly must have, at some point somewhere, decided he was going to refuse to obey a particular law or rule because he thought it to be unjust.   But now that he’s all happy again, nobody else can have the same privilege.

People who are relatively comfortable with the status quo will tend to rely much more often on the current statutory and case law.  People who are less comfortable will look for other sources – be it Natural Law, religious law, Original Intent, etc.  These are thought of as distinct principles, but they are not.   They are nothing more but concepts which are readily available for the plucking when a point needs to be made.   However, when you carefully listen to both sides and you watch the debate techniques they use, it is easy to see what is happening.   It is all art of persuasion.   There is no “truth” in either approach.   And most importantly, none of it really matters all that much.   No matter how much you might try, you can’t make me like broccoli.   But if you’re strong enough, you can make me eat it. That’s the moral.

In summary, it ought to be obvious that neither side can really “prove” or “disprove” the propriety of nullification theory.   The essence of the debate is invariably based on the argument that “my side gets to decide.”   But clearly, we can see that no party to a compact can be the sole judge as to its own authority.   A state no more ought to be the judge of its conduct under the Constitutional paradigm than the federal government ought to be the judge of its own.  The whole idea that either side of the argument thinks it can win on this issue is, for lack of a better word, not exactly deep.

It is what it is.  It is a no-man’s land.   Nothing the Constitution says, and nothing any founder or anyone else says or has said, will change that.   I think the U. S. Supreme Court got it right in Texas vs. White.  Might makes right.   To the victors go the spoils.  Nullification gets its authority from winning.  The loser can just take a hike.

Jeff Matthews [send him email] is a practicing attorney in Houston. He graduated from the University of Texas, School of Law in 1993 and was licensed that year.

Copyright © 2011 by TenthAmendmentCenter.com. Permission to reprint in whole or in part is gladly granted, provided full credit to the author and this website is given.

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10 comments
Jeff Matthews
Jeff Matthews

Except that you need the contract in evidence in order to prove it was exceeded. So, it necessarily turns into a contract case.

Philosopherking
Philosopherking

I would like to point out that natural law is not based on 'might makes right' since such a concept would justify anyone who attempts to take something away from another. That would also justify government taking every right away from any person since it has the monopoly on violence. This means that natural law isn't the same as the law of the jungle as this author seems to suggest. It is based on an idea that when people are in a state of nature or away from political society that they are essentially free to do what they want. In this state everyone is equal since no one can impose their authority on the other without the use of force which would destroy the natural state.

You can't tell me that this natural state doesn't exist since we enter and leave political societies all the time. I leave one state and enter another but where I cross there is a moment where neither laws of either state exist. You can think of this as the shared border that exist between leaving one political society and entering the other. That in between space is where I am immune for ether political authority and I exist naturally. My thoughts go where I want and my actions follow because there is no authority that can tell me otherwise. For that reason--it exists and the only law that governs me is the one that is based on my own reason. It is what Locke said in that the law of nature is the law of reason. It is our reason that governs us in that state. It decides our actions to take.

I do not believe that we lose this natural state from us. It may be repressed from us but it is always there ready to come out at any time. It exists and because it does the law has no real right to govern our actions but it is needed for a single purpose in that we need an authority to protect our person from others because without this man-made authority we would have no ability to settle grievances with others peacefully and no ability to live orderly lives that our reason dictates.

There was a time when judges used natural law as the guide to their decisions but that law was based on rational thought. It weighed both sides, not by the law, but by the law of reason which happen to be the law of nature (or natural law). It assumed that the participants in society should obey what their rational thoughts dictated and anyone who didn't was found to be the guilty party. It expected people to behave rationally towards one another.

The law only had force when people violated the natural law of reason since as Jefferson said that both the laws of earth and nature were on equal stations (bad paraphrasing but that is what he said in the declaration of independence).

Jeff Matthews
Jeff Matthews

Point well-taken, but I think we might only differ in semantics. Natural rights protected by Natural Law, when suppressed, leave us unable to practice those rights. If you have rights you are not allowed to practice, then of what use are they? The only use they would have, under a system of oppression, is to serve as an impetus to overcome our oppressors. Unless we can do that, we remain unable to practice our natural rights, which for practical purposes, is the equivalence of their non-existence. The point being - if you want to have the right, you need to have the might.

Bob Greenslade
Bob Greenslade

Jeff-After reading the first 2 paragraphs I was hoping to see contract law discussed in your analysis.

Let's say---

13 homeowners (the principals) enter into a contract (the Constitution is a compact or contract).

They create and empower an agent to perform limited functions via the contract.

Those functions pertain to the external operation of each home.

The right and power to control the internal operation of each home is retained by the principals.

The agent usurps that limited grant of power and uses it to intrude into the internal operation of each home.

What happens next?

Do the principals have the right and power, by the nature of contract law, to nullify the usurpation irrespective of whether that right and power is specifically enumerated in the contract or are they required to petition the agent for redress of the usurpation?

Jeff Matthews
Jeff Matthews

This was addressed in the article. Positive Laws (man-made laws) embed the concept that their processes are the only means available for redress - elections, lawsuits and civil protest (not disobedience). Natural Law embeds the concept that Positive Laws are imperfect and can render the pursuit of justice futile. Thus, Natural Law embeds remedies such as civil disobedience, theft, rebellion and revolution.

The answer to your question depends upon which of these concepts you feel to be more appropriate to achieve justice.

Jeff Matthews
Jeff Matthews

On reflection, I don't think I answered your principal/agent question. A principal/agent relationship derives from principles of contract. The terms of the relationship are governed by contract. If I entrust my agent to write checks on my account for certain things, and he accepts his role as agent for that purpose, then, we operate under an agreement, and our agreement binds us.

If, for example, my agent acts under the agreement that he purchase only "high quality" ore, a dispute can arise when he buys ore of a certain quality about which we disagree. His contention is he purchased "high grade" ore. Mine is that he did not. Which of us gets to decide whether there is a breach?

It would be easy to suggest that, as principal, I can terminate the agency at will. However, agencies are creatures of contract, and the term of their existence is also specified by contract. In the case of constitutional law, it is generally accepted that all members who voluntarily consent to form a political body do so in perpetuity, unless the contract states otherwise. For example, your home owners' association may or may not specify how long it lasts, and unless some law otherwise prohibits it from lasting forever (or until all the parties consent to disband it), it will last forever.

Political bodies are not terminable at will because of a very important reason. While you might want to terminate, the other members entered into the commitment based on your commitment as well. The HOA is not going to contribute all its members' contributions to building and maintaining a club-house or golf course, only to have you exit after they build it - leaving the others to have to maintain it, while you continue to enjoy the benefit without paying for it.

So, if you assume that the principal/agent relationship is not terminable at will, and there is a dispute between principal and agent, nothing in the law holds that the principal may declare the agent in breach at his mere whim and dictate what remedy is owed to him at the same whim.

So, in that scenario, you can see that it is a mistaken belief to think that a principal is "higher" than the agent and thus, always is afforded the final say. If that was the law, then no agent would ever agree to be an agent. It would render the agent at the complete mercy of the whim of the principal.

Jeff Matthews
Jeff Matthews

"Let's be honest, the US constitution was a spectacular failure, and were it not for our continual ability to expand our frontiers it would have ended sooner, but even then, how long until such things as the Alien and Sedition Acts, the first national bank,..."

Exactly. It was a failure. Its language was perhaps about as good as any other language that could be dreamed-up, but it was alas, as fallible as the constitutions of all the many other republics that have come and gone.

You can take any form of government you like - whether based on capitalism, socialism or communism - or democracy, monarchy or republic - and the one invariable thing that has happened to every one of them is that their political ideals were corrupted by improper influence over the political process by those who had the economic means to control the police force and other incidental branches in order to privatize profits and socialize losses through a legal looting process.

The whole "checks and balances" thing is a myth. Sufficient wealth in the hands of a few has proven capable in every instance of controlling each branch and making each work in unison with the other toward a corrupted aim.

All have ended in revolution.

I was surprised to see that comment of yours. You are one of the few who seem to see the same flaw in the design of our government. With the flaw recognized, I still see no remedy for it - except either through revolution or short-term band-aids at the polls.

Despite the fact we see the same flaw, you might disagree with my observations concerning the internal problems created by wealth inequality. You may be of the "Libertarian" persuasion which would hold that "legally" procured wealth is an inviolate right. However, in that case, I would note that true Libertarianism has never been practiced anywhere, and is itself, a dream - just as is socialism, democracy and communism. All have merit in pure theory. None work. All are equally prone to internal corruption. In the end, whatever "ism" you want to discuss, the issue is between those who have the power to control, and those who do not. Invariably, it boils down even more crudely to "haves" vs. "have nots" and greed.

Thanks for that previous post of yours....

Len
Len

Jeff, what is there to reconsider? The" me and other people" is a fiction, and it is absurd to argue any legitimacy to any government that while mouthing virtuous claims such as life, liberty and the pursuit of happiness, does not follow through on such. Let's take Virginia for example. VA placed a Bil of Rights in it's constitution, yet did not even give the western cattlemen a real say in governance, let alone the slaves. Further, how can a generation now living be bound by the decisions of dead men through an artificial entity such as a state? Laws and government are to protect the living by enacting that which ensures justice, not a majoritarian desire, or the goals of the most influential.

As for your investment example, do you not see the error of conflating an actual voluntary contract between people of real property? In such a case, even without "positive law", those involved have the natural right to be made whole if I have acted fraudulently by not following through on a contract. This though is where legitimate government may act, by bringing about justice, not by enacting laws that privilege one group against another, or forcing participation where no one has consented to such. If I opt out of a political system no one is defrauded, no one has their property or person harmed, and no one is hindered by my actions to continue exercising their rights. Even then YOUR contractual rights are predicated on the legitimacy of a government defining such rights, and so you rely on positive law to argue natural law.

The process I desire is the persuasion one. I can only hope to influence enough people to do right, that they may be virtuous people, and that after our current system breaks apart due to hubris, that in the aftermath some may choose a wiser and more liberty based government. Let's be honest, the US constitution was a spectacular failure, and were it not for our continual ability to expand our frontiers it would have ended sooner, but even then, how long until such things as the Alien and Sedition Acts, the first national bank, the militia act forcing people to buy arms, the "Seaman Act", forcing people to buy health care,Jefferson's embargo among others. And surely Lincoln and the Reconstruction Congresses threw away the US constitution when they forced people to submit to a government they no longer desired to participate in. Indeed the US constitution was formed by asserting the natural right to establish a government best designed to promote liberty, or do you see something in the Articles of Confederation permitting anything less than unanimous approval, not 9 out of 13?

While I understand that practically I must do certain things, that doesn't mean there is a legitimacy to any government where a certain number have said they have a right to control my decisions to enact their agenda, such as taxing me to provide a school system for others, or provide health care, or what have one. So, no I am not going to advocate a revolt, because frankly too many are either idiots, or have enough modern day Bread and Circuses (TV and beer) to not care, but I will try to educate enough people so that in the aftermath of our collapse, there will be some governments that arise that have a higher regard for liberty.

Jeff Matthews
Jeff Matthews

Len, reconsider your point. It is not just "you" in the equation. It is a compact. It is "you" and some other people. TOGETHER, you made a mutual commitment, and COLLECTIVELY you agreed as to how the delegation process would work. You are only ONE of MANY such "principals" in a political system. I am a principal; Bob is a principal, and you are a principal. Now, if we, TOGETHER, bought a building and signed a mortgage, and it turns out that it was a bad investment. What gives you the right to bail on us and leave us hanging?

There are very important contractual principals going on in this equation. I bet you live in a school district and it is funded in part by your taxes. Well, if you don't like the way it's being run, you can't just opt out and leave - that is, unless you want to go to another school district and be beholden to it. Of course, the right to vote with your feet means to go to another jurisdiction. In the case of the United States' jurisdiction, your right to opt out means you can go to somewhere else - say Britain, Mexico, or whatever. But if you're going to stay, you're going to play and you're going to pay. That's the basis of every political system. Nobody gets to just "opt out" - unless they have the others' consent or the power to defeat "the management."

There are only three processes I have seen used in history to any success of your desired "opt out" right. (1) change the system at the polls or by persuasion, (2) successfully revolt and overthrow the existing establishment, or (3) disobey and not get caught or unduly punished.

Sometimes, the system does not take well to #1 and #3, and the only means left is #2.

Len
Len

HUH?? What kind of nonsense is this? Of course I can or a state can terminate at will, there is no exchange of property, no theft, no one is defrauded. You talk of an abstract concept as if it was written in stone and inviolable. As if someone can continue to exercise authority on my behalf against my will.

It's not a mistaken belief, and that a principal is higher than an agent, and it's an error to say that no one or no body would ever choose to be agent were that the case. I am merely or a state is merely choosing to have someone else act for me out of convenience or because it's beneficial to do so. If I or a state can do such a thing better, than of course I or the state has the right to at any time withdraw what it DELEGATED. As far the agent is concerned, on a personal level that agent can make sure that they do their job well and won't be dismissed, and that as far as remuneration that is written into the contract. On a governmental level, doing the job well also applies, but then there is the truth that no one just overnight chooses to drop out, but even then..AGAIN..how would the principal/state be obligated? Was there an exchange of property, was something taken from other parties that needs to be restored?